The United States Financial Industry Regulatory Authority (FINRA) today published a notice of settlement with Tyler J. Forbes. Forbes first registered with FINRA in August…
Walmart’s Litecoin deal sends the crypto up 6%
US retailing giant Walmart Inc. (NYSE:WMT) has announced what it calls a “major partnership” with Litecoin. The company intends to give its millions of shoppers…
Broadway Technology names Dan Romanelli Head of Relationships
Front-office fintech solutions provider Broadway Technology has announced that it appointed Dan Romanelli as Head of Relationships. In his role, Dan Romanelli is responsible for…
Walmart denies Litecoin deal, says press release was fake
In an interesting turn of events (certainly for crypto traders), retailing giant Walmart has announced that the press release made via popular PR website GlobeNewswire…
Russian c-bank introduces capital adequacy ratio for Forex brokers
The Central Bank of Russia today announced the introduction of a capital adequacy ratio for professional market participants, a category that includes Forex dealers (the…
CLSA Premium fined for AML breaches following NZ regulatory proceedings
New Zealand’s Financial Markets Authority (FMA) today announces that CLSA Premium New Zealand Limited (CLSAP NZ) has been ordered to pay a total pecuniary penalty…
FINRA fines SogoTrade for lack of Securities Trader registration of two APs
The United States Financial Industry Regulatory Authority (FINRA) today accepted an offer of settlement submitted by online brokerage firm SogoTrade, Inc. The offer was submitted…
Cboe to introduce “Hard to Borrow List” functionality
Effective September 29, 2021, Cboe Global Markets will make available to Members a ‘Hard-to-Borrow List’ accessible via the Port Controls tool in the US Customer…
DOJ seeks to nix case brought by Forex Cartel trader
A lawsuit brought by Richard Usher, a former Forex trader known for his participation in the “Cartel” chatroom, continues at the District Of Columbia District…
Exclusive: GKFX UK reduces loss in 2020 to £2.9M
FNG Exclusive… FNG has learned via regulatory filings that FCA regulated FX and CFDs broker GKFX Financial Services Ltd has sharply cut its losses in…