London and Cyprus based Retail FX and CFDs broker Capital.com has announced that it has received a license to operate in Australia, and has opened…
Little change for IG clients as DAX gets reformed
As the DAX index is set for some reforms later this month, clients of online trading major IG are poised to see only a marginal…
TORA expands UK presence with London office and new hires
Cloud-based order and execution management system (OEMS) and portfolio management system (PMS) provider TORA has announced a significant expansion of their UK presence, with a…
FCA consults on rule changes related to its new cancellation and variation power
The UK Financial Conduct Authority (FCA) today published a Consultation Paper outlining proposed additional changes to its Handbook related to the new cancellation and variation power.…
Saxo Bank FX volumes drop below $100B for first time in 5+ years
Copenhagen based Retail FX and CFDs broker Saxo Bank has released its client trading volumes for the month of August 2021, with the company reporting…
SEC charges Rivetz Corp for $18M illegal ICO
The United States Securities and Exchange Commission (SEC) on Wednesday charged Rivetz Corp., Rivetz International SEZC, and Steven K. Sprague, the President of Rivetz and…
FINRA fines Santander Investment Securities for deficient research reports
The Financial Industry Regulatory Authority (FINRA) has imposed a fine of $175,000 on Santander Investment Securities Inc. (SIS) over deficiencies in research reports. Between January…
StanChart initiates research coverage of crypto assets
In response to rapidly growing institutional interest in publicly-traded digital assets, Standard Chartered’s Global Research team has initiated coverage of crypto assets with in-depth reports…
Leader of $30M crypto scam pleads guilty to fraud
The Department of Justice (DOJ) announces that Michael Ackerman, who orchestrated a multimillion-dollar cryptocurrency investment scheme, pleaded guilty to wire fraud today before United States…
Exclusive: Tickmill hires Sunrise/BGC exec Derek Wilks as CFO
FNG Exclusive… FNG has learned that FCA licensed Retail FX and CFDs broker Tickmill has hired Derek Wilks as its new CFO. Mr. Wilks’ hiring…