In response to new regulatory obligations under the updated Shareholder Rights Directive (SRD II), CACEIS Bank S.A., Germany Branch has selected global Fintech leader Broadridge…
UBS to pay $8M to settle SEC charges related to ETP investments
The United States Securities and Exchange Commission (SEC) today filed a settled action against UBS Financial Services Inc. for compliance failures relating to sales of…
FINVASIA Group acquires ActTrader
FINVASIA Group announced today that it has acquired ActTrader Technologies (formerly ActForex) , a pioneer in building financial technology products. ActTrader has a strong heritage…
Clearwater Analytics names Joseph Kochansky its President, Product and Technology
Clearwater Analytics, the leading SaaS solution for investment accounting, reporting, and analytics, announced today that it has named Joseph (Jody) Kochansky as President, Product and…
Equiniti shareholders approve acquisition by Earth Private Holdings
Equiniti Group PLC (LON:EQN) today announced that at a Court Meeting and General Meeting of EQ Shareholders held earlier today in connection with the recommended…
Edgewater Markets to launch FX trading and pricing engine in Singapore SG1
FX industry technology provider Edgewater Markets has announced that it will be launching its new foreign exchange (FX) trading and pricing engine in Singapore (SG1).…
Russian Forex dealers mark rise in number of clients in Q2 2021
AFD, the self-regulatory organization for Russia’s FX industry, has revealed key metrics for the performance of the licensed Forex brokers in the second quarter of…
MarketAxess appoints Charles Li to Board of Directors
MarketAxess Holdings Inc (NASDAQ:MKTX), the operator of a leading electronic trading platform for fixed-income securities, and the provider of market data and post-trade services for…
Broadridge announces partnership with OpenFin
Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader, today announced it will utilize OpenFin’s operating system for financial desktops. With this new digital workspace…
SFC censures crypto mining company BIT Mining Limited
Hong Kong’s Securities and Futures Commission (SFC) today announces that it has publicly censured BIT Mining Limited (formerly known as 500.com Limited) for breaching the…
