Doo Group Granted Type 4 and Type 9 Licenses from Hong Kong SFC

Doo Group’s subsidiary company, Doo Financial HK Limited (Central entity no.: BSM562),marks another milestone in its journey with the obtainment of Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses (Central entity no.: BSM562) issued by the Hong Kong Securities and Futures Commission (HK SFC).

Upon obtaining the Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses issued by the HK SFC, Doo Financial HK Limited is authorized to provide clients with the following services:

Type 4 (Advising on Securities)

Advisory Services

· Giving of advice on securities to professional investors in Hong Kong and other professional investors overseas;

· Publishing research reports to professional investors;

· Acting as Investment Advisor to third party funds.

Type 9 (Asset Management) Discretionary Management Accounts

· Managing a portfolio of securities for professional investors on discretionary basis.

Fund Management (Private Funds)

· Managing investment funds on discretionary basis;

· Acting as Investment Manager to third-party funds;

· Launching different kinds of funds except virtual asset and authorized fund for retail investors.

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