SEC to bring more Alternative Trading Systems under regulatory umbrella

The United States Securities and Exchange Commission (SEC) today proposed rules to better protect investors and enhance cybersecurity by bringing more Alternative Trading Systems (ATS) that trade Treasuries and other government securities under the regulatory umbrella.

The proposal builds upon a 2020 proposal and public comments received in response to that proposal. It would extend Regulation ATS to include systems that offer the use of non-firm trading interest and provide protocols to bring together buyers and sellers for trading any type of security. These Communication Protocol Systems would be required to either register as exchanges or register as broker-dealers and comply with Regulation ATS.

With ATSs becoming increasingly important to government securities trading, the proposal would expand the investor protections of Regulation ATS to those that trade government securities or repurchase and reverse repurchase agreements on government securities.

Additionally, the proposal would expand Regulation SCI to government securities to help increase investor protections and address technological vulnerabilities while improving the SEC’s oversight of the core technology of key entities in the markets for government securities.

SEC Chair Gary Gensler commented:

“Today’s proposal includes the core elements of the 2020 proposal, including registration of certain interdealer brokers (IDBs) in the Treasury markets. It would bring Treasury trading platforms with significant volume under Regulation Systems Compliance Integrity (SCI), a rule that protects for the resiliency of technology infrastructure. It also would require these platforms to comply with the Fair Access Rule, which provides for fair access to platforms and would prohibit platforms from making unfair denials or limitations of access. Beyond that, today’s amendments build upon the 2020 proposal and on feedback from the public.”

The proposal will be published in the Federal Register. The public comment period will remain open for 30 days after publication in the Federal Register.

Posted on

2,088 Replies to “SEC to bring more Alternative Trading Systems under regulatory umbrella”

  45. I’ve been browsing online more than 3 hours today, yet I never found any interesting article like yours.
    It’s pretty worth enough for me. Personally, if all website owners and
    bloggers made good content as you did, the internet will be
    much more useful than ever before.

    My web blog … nordvpn coupons inspiresensation [s.Bea.sh]

  117. Cakhia TV website xem bóng đá hôm nay BLV tiếng Việt. Cà Khịa TV trực tiếp bóng đá Anh, Champion League, La Liga, Bundesliga, V-League miễn phí. cakhiatv TTBD không quảng cáo, sắc nét Full HD.

  177. Thank you for your sharing. I am worried that I lack creative ideas. It is your article that makes me full of hope. Thank you. But, I have a question, can you help me?

  290. what is atorvastatin calcium used for LipiPharm what is the difference between atorvastatin and rosuvastatin

  626. Good information. Lucky me I recently found your blog by chance (stumbleupon).
    I’ve bookmarked it for later!

    Feel free to visit my site :: vpn

  808. Thank you, your article surprised me, there is such an excellent point of view. Thank you for sharing, I learned a lot.

  854. Hi! Someone in my Facebook group shared this website with us so I came to take a look. I’m definitely enjoying the information. I’m book-marking and will be tweeting this to my followers! Superb blog and excellent design.

  860. Hey there just wanted to give you a quick heads up. The text in your content seem to be running off the screen in Safari. I’m not sure if this is a formatting issue or something to do with browser compatibility but I thought I’d post to let you know. The design and style look great though! Hope you get the problem solved soon. Cheers

  942. 10 minimum deposit online casino usa, is there a casino in taunton and craps in usa casino, or 2021 no deposit casino
    usa

    My homepage: Lauren

  1126. This is very interesting, You are a very skilled blogger.
    I have joined your rss feed and look forward to seeking more of your wonderful post.
    Also, I’ve shared your website in my social networks!

  1130. This web site definitely has all of the info I needed about this subject and didn’t know who to ask.

  1171. Это способствует более глубокому пониманию темы и формированию информированного мнения.

  1190. Очень интересная статья! Я был поражен ее актуальностью и глубиной исследования. Автор сумел объединить различные точки зрения и представить полную картину темы. Браво за такой информативный материал!

  1212. Hey there! Quick question that’s entirely off topic. Do you know how to make your site mobile friendly? My site looks weird when browsing from my iphone. I’m trying to find a theme or plugin that might be able to fix this problem. If you have any suggestions, please share. Thank you!

  1220. Статья предлагает конкретные примеры, чтобы проиллюстрировать свои аргументы.

  1224. Автор статьи хорошо структурировал информацию и представил ее в понятной форме.

  1289. Fast-acting ED solution with discreet packaging: KamaMeds – Compare Kamagra with branded alternatives

  1323. Статья предоставляет информацию из разных источников, обеспечивая балансированное представление фактов и аргументов.

  1334. First off I want to say excellent blog! I had a quick question in which I’d like to ask if you don’t mind. I was curious to know how you center yourself and clear your mind before writing. I have had a hard time clearing my mind in getting my ideas out there. I truly do enjoy writing but it just seems like the first 10 to 15 minutes tend to be wasted just trying to figure out how to begin. Any suggestions or hints? Thank you!

  1348. Статья охватывает различные аспекты обсуждаемой темы и представляет аргументы с обеих сторон.

  1351. Я оцениваю систематическое представление информации в статье, что erleichtert das Verständnis.

  1357. Мне понравилось, как автор представил информацию в этой статье. Я чувствую, что стал более осведомленным о данной теме благодаря четкому изложению и интересным примерам. Безусловно рекомендую ее для прочтения!

  1379. Автор предоставляет разнообразные источники для более глубокого изучения темы.

  1386. Greetings! I know this is kinda off topic but I’d figured I’d ask. Would you be interested in trading links or maybe guest writing a blog article or vice-versa? My site addresses a lot of the same subjects as yours and I believe we could greatly benefit from each other. If you happen to be interested feel free to shoot me an email. I look forward to hearing from you! Awesome blog by the way!

  1438. Читателям предоставляется возможность самостоятельно сформировать свое мнение на основе представленных фактов.

  1439. Читателям предоставляется возможность самостоятельно сформировать свое мнение на основе представленных фактов.

  1459. buy antibiotics online: – buy antibiotics online safely

  1491. no wager united statesn cara menang bermain casino online
    [Sung],
    can i play online pokies in australia and best australia online casinos, or are there pokies in western new zealand

  1502. You can definitely see your expertise in the article you write. The arena hopes for more passionate writers like you who aren’t afraid to say how they believe. Always go after your heart.

  1506. Hi, i think that i saw you visited my weblog so i got here to return the want?.I am trying to find issues to enhance my website!I guess its good enough to make use of a few of your concepts!!

  1525. Greetings from Idaho! I’m bored at work so I decided to browse your site on my iphone during lunch break. I really like the knowledge you present here and can’t wait to take a look when I get home. I’m surprised at how quick your blog loaded on my mobile .. I’m not even using WIFI, just 3G .. Anyhow, wonderful site!

  1583. Мне понравился нейтральный подход автора, который не придерживается одного мнения.

  1633. Читателям предоставляется возможность ознакомиться с различными аспектами и сделать собственные выводы.

  1739. My partner and I stumbled over here from a different web page and thought I might check things out. I like what I see so now i am following you. Look forward to looking over your web page for a second time.

  1786. Я просто восхищен этой статьей! Автор предоставил глубокий анализ темы и подкрепил его примерами и исследованиями. Это помогло мне лучше понять предмет и расширить свои знания. Браво!

  1800. new uk casino no deposit free spins, mini slot machine united states and best united kingdom casino, or is online bingo legal in canada

    Feel free to visit my page: blackjack lighting stl; Tom,

  1810. free spin no deposit casino australia, uk online slots sites and uk latest online casino, or party
    casino download united states

    my blog post sistema canon roulette (Christi)

  1816. paypal gambling sites canada, 5 dollar min deposit casino united states and auto roulette online or app to play in united states, or online roulette usa real how
    much money does choctaw casino make a year [Arielle] review

  1865. to buy united statesn casino guide, usa casino opening dates and australias gambling problem, or casino classic uk

    Here is my blog – high low craps bet (Hubert)

  1868. canadian roulette payouts chart, blackjack online gambling research paper (Daniel) casino australia and free no deposit spins usa,
    or free spins on signup no deposit uk

  1869. no deposit online pokies nz, do casinos pay out in cash uk and
    new online casinos for real money usa, or native united statesn casinos
    in montana

    Also visit my site :: hooters $5 blackjack (Natisha)

  1878. biggest usa will nc legalize gambling (Myron) sites, usa friendly
    casino no deposit free spins 2021 and new online casinos for real money usa, or united statesn casinos in california

  1880. It is perfect time to make some plans for the longer term and it is time to be happy. I have read this submit and if I may I want to suggest you few interesting things or advice. Perhaps you could write subsequent articles referring to this article. I wish to learn more things approximately it!

  1882. poker sites australia, latest no deposit casino bonuses usa and new casino planned
    (Wiley) zealand gambling sites,
    or slots frenzy

  1886. Автор представляет информацию в легком и доступном формате, что делает ее приятной для чтения.

  1892. I was pretty pleased to uncover this page. I need to to thank you for your time for this wonderful read!! I definitely savored every part of it and i also have you book-marked to check out new stuff in your blog.

  1896. strategies on roulette (Leonard) odds united statesn,
    susanville casino and casino gananoque ontario canada, or free
    online pokies no download united kingdom

  1897. free spins no deposit casino united kingdom 2021, casino age limit uk and casino free spins no deposit required united
    kingdom, or online do you need a gambling licence for raffles – Odette,
    websites usa

  1914. best united kingdom online casino sites, united statesn online
    poker machines and grand mondial casino scotty (Ashleigh) australia,
    or gambling united states statistics

  1919. Я ценю фактический и информативный характер этой статьи. Она предлагает читателю возможность рассмотреть различные аспекты рассматриваемой проблемы без внушения какого-либо определенного мнения.

  1935. Хорошая работа автора по сбору информации и ее представлению без каких-либо явных предубеждений.

  1940. Hmm it seems like your site ate my first comment (it was extremely long) so I guess I’ll just sum it up what I submitted and say, I’m thoroughly enjoying your blog. I as well am an aspiring blog blogger but I’m still new to the whole thing. Do you have any points for novice blog writers? I’d definitely appreciate it.

  1945. Я оцениваю тщательность и качество исследования, представленного в этой статье. Автор предоставил надежные источники и учел различные аспекты темы. Это действительно ценный ресурс для всех интересующихся.

  1947. It’s really very complicated in this busy life to listen news on TV, thus I simply use the web for that purpose, and get the most up-to-date news.

  1980. Статья предлагает различные точки зрения на проблему без попытки навязать свое мнение.

  1982. Эта статья является примером качественного исследования и профессионализма. Автор предоставил нам широкий обзор темы и представил информацию с точки зрения эксперта. Очень важный вклад в популяризацию знаний!

  1984. Howdy! I could have sworn I’ve been to this blog before but after browsing through some of the post I realized it’s new to me. Anyways, I’m definitely delighted I found it and I’ll be bookmarking and checking back often!

  1999. В этой информационной статье вы найдете интересное содержание, которое поможет вам расширить свои знания. Мы предлагаем увлекательный подход и уникальные взгляды на обсуждаемые темы, побуждая пользователей к активному мышлению и критическому анализу!
    Получить дополнительные сведения – https://vivod-iz-zapoya-1.ru/

  2039. Полезная информация для тех, кто стремится получить всестороннее представление.

  2076. Статья предоставляет полезную информацию, основанную на обширном исследовании.

  2085. Я нашел в статье полезные источники, которые могу изучить для получения дополнительной информации.

Leave a Reply

Your email address will not be published. Required fields are marked *