The United States Securities and Exchange Commission (SEC) on Wednesday charged Rivetz Corp., Rivetz International SEZC, and Steven K. Sprague, the President of Rivetz and…
StanChart initiates research coverage of crypto assets
In response to rapidly growing institutional interest in publicly-traded digital assets, Standard Chartered’s Global Research team has initiated coverage of crypto assets with in-depth reports…
FINRA fines Santander Investment Securities for deficient research reports
The Financial Industry Regulatory Authority (FINRA) has imposed a fine of $175,000 on Santander Investment Securities Inc. (SIS) over deficiencies in research reports. Between January…
Leader of $30M crypto scam pleads guilty to fraud
The Department of Justice (DOJ) announces that Michael Ackerman, who orchestrated a multimillion-dollar cryptocurrency investment scheme, pleaded guilty to wire fraud today before United States…
Equiti’s EGM Securities partners with Sterling Capital for Kenya trading
Leading Kenya based online non-dealing forex broker EGM Securities, part of Equiti Group, has announced a corporate partnership with Sterling Capital, a leading investment bank…
Exclusive: Tickmill hires Sunrise/BGC exec Derek Wilks as CFO
FNG Exclusive… FNG has learned that FCA licensed Retail FX and CFDs broker Tickmill has hired Derek Wilks as its new CFO. Mr. Wilks’ hiring…
Deutsche Börse appoints Barbara Roth as Head of Group Audit
Deutsche Börse today announced a senior appointment. Barbara Roth will join Deutsche Börse as Managing Director Group Audit from her role as Chief Compliance Officer…
Barclays names Davide Sala its Head of Industrials M&A for EMEA
Barclays Investment Bank today announces the appointment of Davide Sala as a Managing Director and Head of Industrials M&A for Europe, Middle East and Africa…
CMC Markets reports transactions in its shares by CFO and Deputy CEO
CMC Markets Plc (LON:CMCX), a major provider of online trading and institutional technology solutions, today announced transactions in its shares by senior managers. Euan William…
Stephanie Ferris rejoins FIS executive leadership team
Financial technology leader FIS (NYSE:FIS) announced the appointment of former FIS and Worldpay executive Stephanie Ferris to its executive leadership team, reporting to Gary Norcross,…