Faxon Analytics LLC has agreed to pay a fine of $40,000 for violating CME rules. Pursuant to an offer of settlement in which Faxon neither…
Court dashes Elon Musk’s complaint about SEC conduct
The letter by Elon Musk and Tesla including complaints about the conduct of the Securities and Exchange Commission (SEC) was not met with a warm…
Schwab launches online Financial Planning Action Center
Charles Schwab today announced the launch of the proprietary Financial Planning Action Center, a digital platform that allows clients who work with a Schwab Financial…
CFTC imposes $2.6M in penalties on binary options scam Golden Signals
The Commodity Futures Trading Commission (CFTC) today issued an order simultaneously filing and settling charges against Richard D. Neal of North Carolina and his company…
FINSA Europe changes corporate name to Trade Nation Financial UK
FCA licensed FX, CFDs, and spreadbetting broker FINSA Europe Ltd has filed paperwork changing its corporate name to Trade Nation Financial UK Ltd. The corporate…
State Street to add new tools and functionalities to Insights platform
State Street Corporation (NYSE:STT) today announced that Insights, the firm’s research platform that offers clients proprietary research, exclusive data-driven indicators and the latest market commentary…
Nadex bans trader for engaging in manipulative scheme
North American Derivatives Exchange, Inc. (Nadex), which will soon have a new owner, has banned Liang Zheng for engaging in manipulative scheme to defraud Nadex…
Cboe Silexx enhances Corporate Calendar and Option Chain
Cboe today unveiled another set of enhancements to Cboe Silexx, a multi-asset order execution management system (OEMS) that caters to the professional marketplace. Corporate Calendar…
Cboe promotes Greg Hoogasian to Exec VP, Chief Regulatory Officer
Cboe Global Markets, Inc, a leading provider of global market infrastructure and tradable products, today announced the promotion of Greg Hoogasian to Executive Vice President,…
Texas Commissioner stops cryptocurrency mining scam Wireless Management
Texas Securities Commissioner Travis J. Iles has entered an emergency cease and desist order against Wireless Management, LLC, and its principal, William S. Rogers. It…