A recent SEC filing by Nasdaq Inc (NASDAQ:NDAQ) reveals that the company and Adena T. Friedman, the President and Chief Executive Officer of Nasdaq, entered…
FX week in review: FairXchange acquired, Capital Index and Advanced Markets execs leave, NAGA exits UK
Who bought FX trading analytics company FairXchange? Which longtime Advanced Markets executive resigned, and is leaving the FX industry? Which senior executives are the latest…
Aquis Exchange appoints Glenn Collinson as Chair
Exchange services group Aquis Exchange plc (LON:AQX) announced the appointment of Glenn Collinson as Chair of Aquis Exchange. The appointment is effective 1 January 2022.…
FCA imposes requirements on Frensham Wealth Limited
The UK Financial Conduct Authority (FCA) has issued a supervisory notice as to Frensham Wealth Limited. The regulator explains that it has decided to vary…
IG sends refunds to traders affected by complex instrument issue
Electronic trading major IG is compensating its clients who have been affected by a complex instrument issue. Some owners of non-leveraged accounts traded one (or…
Consob reports more than 550 investment websites blocked in Italy
Italy’s Companies and Exchange Commission (CONSOB) today confirmed that the number of unauthorized investment websites blocked in Italy has exceeded 550. The latest set of…
HK SFC issues restriction notices for 17 trading accounts linked to social media scam
The Hong Kong Securities and Futures Commission (SFC) has issued restriction notices to Emperor Securities Limited and Get Nice Securities Limited, prohibiting them from dealing…
European Commission welcomes agreement on DLT regime for market infrastructures
The European Commission today welcomed the political agreement reached yesterday between the European Parliament and the Council on the Commission’s proposal for a Regulation on…
Cboe Futures Exchange announces Block and ECRP Trade API
Effective January 9, 2022, Cboe Futures Exchange, LLC (CFE) will enable the submission and acceptance of Block and Exchange of Contract for Related Position (ECRP)…
Dutch AFM warns customers of Grinta Invest unable to access funds
The Authority for the Financial Markets (AFM) of the Netherlands today issued a warning regarding Grinta Invest. The reason for the warning is that clients…