FNG Exclusive… Further to our recent exclusive reports that Bulgaria/UK based, FCA regulated online broker Trading 212 was rebuilding its management team – with the…
Equiniti acquisition by Earth Private Holdings secures FCA approval
Equiniti Group PLC (LON:EQN) today provided an update on its acquisition by Earth Private Holdings Ltd – a newly-formed company owned by funds managed or…
Report shows many US broker-dealers cling to risky products despite Reg Best Interest
The North American Securities Administrators Association (NASAA) today announced the results of a nationwide survey conducted by state securities regulators that provides a comprehensive look…
Euronext reports 4.2% Y/Y drop in FX trading revenue in Q3 2021
Euronext NV (EPA:ENX) has just reported its financial results for the third quarter of 2021, with FX revenues continuing to slide. FX trading reported revenue…
ASIC secures Court orders against unlicensed scheme A One Multi Services
The Australian Securities and Investments Commission (ASIC) has moved to shut down unlicensed financial services business A One Multi Services Pty Ltd, which is suspected…
Credit Suisse income benefits from Archegos-related impact in Q3 2021
Credit Suisse today posted its financial report for the third quarter of 2021. Credit Suisse reported a pre-tax income of CHF 1.0 billion for the…
Verena Ross takes up her role as ESMA Chair
Verena Ross started in her new position as Chair of the European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today. Ms Ross…
CySEC recalls suspension of FXGM operator Depaho Ltd
Cyprus financial regulator CySEC has announced that it is recalling the suspension of the CIF license authorisation of Depaho Ltd. Depaho operates the FXGM retail…
Stock trader gets prison sentence for insider trading and investment fraud
The United States Attorney for the Southern District of New York announced today that Donald Blackstad, a stock trader and the owner and principal of…
Tim Rudland joins Liquidity.net as Liquidity Manager
FNG has learned that seasoned FX industry executive Tim Rudland has joined ThinkMarkets’ new institutional FX operation, Liquidity.net, as Liquidity Manager. Tim Rudland had been…