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Year: 2021

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Urban Angehrn takes up role as new FINMA CEO

Urban Angehrn takes up his new post as CEO of the Swiss Financial Market Supervisory Authority (FINMA) today. He replaces CEO ad interim Jan Blöchliger,…

Exclusive: Exness tops $1 trillion in FX/CFD trading volumes for October

FNG Exclusive… FNG has learned from company sources that global Retail FX and CFDs broker Exness has surpassed $1 trillion in client trading volumes for…

Google offers $3M ads credit to FCA to protect consumers from scams

Online giants, including Google, have responded to a request by the Chair of the Treasury Committee, Rt. Hon. Mel Stride MP, for the online companies…

Robinhood accrues $33.1M in legal and regulatory contingencies at end of Q3 2021

Shortly after posting its financial report for the third quarter of 2021, Robinhood Markets Inc (NASDAQ:HOOD) has filed its 10-Q report with the Securities and…

SEC obtains entry of default against Spot Option, Pini Peter

The United States Securities and Exchange Commission (SEC) has secured an entry of default against Spot Option and its owner Malhaz Pinhas Patarkazishvili (Pini Peter)…

DOJ wants testimony of Prof Jerry Markham excluded from spoofing case

The trial of former JPMorgan traders Gregg Smith, Michael Nowak, Christopher Jordan, and Jeffrey Ruffo, was recently postponed, but the preparations for it are in…

FX week in review: Results from XTB, ADSS, Robinhood, Plus500; Bundesliga sponsor deal

This week’s news saw a very heavy dose of financial and operating results from a number of known names in the Retail FX industry, and…

CME fines Bank of America for violation of wash trades prohibition

CME Group has published a notice of disciplinary action against Bank of America NA in relation to alleged violations of CBOT rules. Pursuant to an…

Exclusive: Schroders sells Playtech holdings ahead of shareholder vote on sale

FNG Exclusive… FNG has learned via regulatory filings that UK investment management firm Schroders has sold down the vast majority of its holdings of online…

Monex confirms TradeStation prepares to raise capital in the US

Online trading company Monex Group, Inc. (TYO:8698), with presence in Japan, Hong Kong, Australia and the United States, today posted its financial report for the…

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