North American Derivatives Exchange (Nadex), a part of IG Group Holdings plc (LON:IGG), has released an interactive quiz allowing traders of all experience levels to…
Barchart launches Excel service
Barchart, a provider of market data and trading technology to active traders and investors, announces the launch of Barchart for Excel. Barchart for Excel is…
Monex to apply for Prime Market listing on Tokyo Stock Exchange
Japanese online trading Monex Group, Inc (TYO:8698) has announced its plans concerning Tokyo Stock Exchange’s new market segments. Monex says that it received the results…
Exclusive: ADSS UK Revenues down 38% in 2020 amid management turnover
FNG Exclusive… During a year which saw many of its competitors report record trading volumes, revenues and profits, ADS Securities London Limited – the FCA…
UP Fintech gets SFC approval for acquisition of Ocean Joy Securities
Online brokerage firm UP Fintech Holding Limited (NASDAQ:TIGR), also known as Tiger Brokers, today announced that it has received approval from the Hong Kong Securities…
HK watchdog bans former StanChart relationship manager
Hong Kong’s Securities and Futures Commission (SFC) has banned Mr Lau Tin Yau, a former relationship manager of Standard Chartered Bank (Hong Kong) Limited (SCBHK)…
Steven Harker to retire from Westpac Board
Westpac Banking Corporation announces that Steven Harker has decided to retire from the Board. Mr Harker joined the Board in March 2019 and has been…
CFTC lawsuit against binary options scam Yukom Communications continues
The proceedings brought by the United States Commodity Futures Trading Commission (CFTC) against fraudulent binary options scheme Yukom Communications and a number of individuals and…
FINRA imposes $200,000 fine on NYLIFE Securities
NYLIFE Securities LLC has agreed to pay a fine of $200,000 fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).…
CFTC reaches settlement in principle with head of $10M fraudulent trading scheme
The United States Commodity Futures Trading Commission (CFTC) and William S. Evans, III, a defendant in a lawsuit over a $10 million fraudulent scheme, appear…